Chief Compliance Officer
Associated Bank - Corp | |
parental leave, paid time off, 401(k) | |
United States, Wisconsin, Green Bay | |
433 Main Street (Show on map) | |
Dec 06, 2024 | |
At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you. Responsible for providing strategic direction, leadership and day to day management over all aspects of the Bank's Compliance Management System / Program. Elements include but are not limited to direct management of all daily operational and human resources related responsibilities within the assigned functional areas, oversight and direction for technical / system support, compliance management processes and procedures, and risk assessment and analysis. This position is also required to stay abreast of legislative and regulatory initiatives, monitoring regulatory changes, understanding industry best practice, and assessing enterprise applicability, providing timely technical content for the continued development and maintenance of the Compliance Management Program.Primary areas of focus may include, but may not be limited to: -Regulatory Advisory and regulatory complaint management oversight for all lines of business; -Community Reinvestment Act; -Fair Lending; -Privacy; -Compliance Quality Assurance ( Testing ); -Regulatory Change Management; and -Regulatory Exam Facilitation ( preparatory reviews, pre-examination assimilation of requested information, on-site exam facilitation, post examination follow up activities and issue monitoring ). This position will also work closely with Business Line Risk Managers ( 1st Line of Defense ) to ensure effective advisory and oversight of operational activities, as well as provide effective challenge over risk assessments / determinations. The position will also support enterprise and special projects and assist in the evolving, effective and efficient enterprise-wide risk management program. The scope of regulations for which the CCO is responsible includes, but is not limited to, rules and regulations promulgated by the Federal Reserve Bank ( FRB ), the Office of the Comptroller of the Currency ( OCC ), the Consumer Financial Protection Bureau ( CFPB ), Securities and Exchange Commission ( SEC ), the Financial Industry Regulatory Authority ( FINRA ) and the Federal Financial Institutions Examination Council ( FFIEC ). Responsible to ensure Corporate wide communication, reporting and support to foster a culture of compliance and collaborative environment for an Enterprise Wide and Holistic program relating to all assigned functional areas of risk management. Required to periodically provide reports to the Operational Risk Committee, Enterprise Risk Management Committee, the Enterprise Risk Committee of the Board of Directors, and the Audit Committee of the Board of Directors. This position is not eligible for Visa sponsorship. Due to work requirements, candidates must be located within 30 miles of Green Bay or Milwaukee, WI. We invite you to view the opportunity below. As a Chief Compliance Officer, you will:
Education
Experience
Licenses and Certifications
In addition to core traditional benefits, we take pride in offering benefits for every stage of life.
Associated Bank serves more than 120 communities throughout Wisconsin, Illinois and Minnesota and we consider our colleagues critical to our continued success. See why our colleagues continually vote us a best place to work in the Midwest.Join our community onFacebook,LinkedInandX. Compliance Statement Associated Bank is an equal opportunity employer committed to creating a diverse workforce. We support a work environment where colleagues are respected and given the opportunity to perform to their fullest potential. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors. Fully complies with all applicable enterprise policies and procedures. Acts in compliance with all applicable laws and regulations as outlined in training materials, including but not limited to Bank Secrecy Act. Responsible for reporting suspicious activity to Financial Intelligence. Responsible to report all customer complaints as prescribed and procedure violations to management or HR. Responsible to report ethical concerns as needed to Associated Bank's anonymous Ethics Hotline. Associated Bank provides additional assistance throughout the application, interview and hiring process. Please contactleavesandaccommodations@associatedbank.comif you need an accommodation at any time during the process. Associated Banc-Corp is an Affirmative Action andEqual Opportunity Employer. Associated Banc-Corp participates in the E-Verify Program. E-Verify NoticeEnglish or Spanish. Know Your Right to WorkEnglishorSpanish. Associated Bank isPay Transparencycompliant. The pay range represents anticipated base pay for this role. Actual pay may vary based on factors including, but not limited to, work location, skills, experience, education, and qualifications for the role. $145,950.00 - $250,200.00 |