SVP, Senior Compliance Officer (Newport Beach)
Newport Beach, California
PIMCO Ltd. - Pacific Investment Management Company
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating c...
14d
| Job Type | Full Time |
Redwood City, California
SCHOOL/UNIT DESCRIPTION: Who are we? The Research Compliance Office (RCO) is responsible for oversight and management of Stanford's Administrative (Compliance) Panels and ensures compliance with applicable policies, accreditation standards ...
14d
| Job Type | Full Time |
Senior Research Compliance Manager
Greenville, North Carolina
Posting Details Position Information Job Title Senior Research Compliance Manager Position Number 001642 Vacancy Open to All Candidates Department AAH REDE Rsrch Integ Compl Exp Ctrl Department Homepage https://rede.ecu.edu/oecc/ Advertisin...
14d
| Job Type | Full Time |
Managing Consultant in Environmental Due Diligence - Chicago, Milwaukee, or othe
Chicago, Illinois
Job Description Managing Consultant in Environmental Due Diligence Chicago, IL, and Milwaukee, WI, or flexible USA location Applicants must be currently authorized to work in the United States on a full-time basis. No sponsorship is availab...
15d
| Job Type | Full Time |
Swap Dealer and Security-Based Swap Dealer Compliance - Vice President
New York, New York
Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President Location New York, NY Overview As a Swap Dealer (SD) and Security-Based Swap Dealer Compliance (SBDC) Vice President, you will h...
15d
| Job Type | Full Time |
Burr Ridge, Illinois
Description Linde Gas & Equipment Inc. DOT Compliance Specialist Location: Burr Ridge, IL Linde Gas & Equipment Inc. is seeking a DOT Compliance Specialist to join our team! The DOT Compliance Specialist will be responsible for assisting in...
15d
| Job Type | Full Time |
Director, Evidence Generation & Compliance
East Hanover, New Jersey
Job Description Summary#LI-Hybrid Novartis has an incredible opportunity for a talented individual to join our team as a Director Evidence Generation & Compliance. You will, be responsible for leading the safety and medical compliance funct...
15d
| Job Type | Full Time |
VP Managed Investments & Fund Compliance
Milwaukee, Wisconsin
Summary: The Vice President - Managed Investments and Fund Compliance leads the Managed Investments and Fund Compliance Division of Enterprise Compliance and is responsible for leading the development, implementation, administration, testin...
16d
| Job Type | Full Time |
Senior Director, Auditing and Monitoring
Waltham, Massachusetts
Description Ardelyx is a publicly traded commercial biopharmaceutical company founded with a mission to discover, develop and commercialize innovative first-in-class medicines that meet significant unmet medical needs. Ardelyx has two comme...
16d
| Job Type | Full Time |
Compliance Product Sr Officer I (SVP) - US Personal Banking Operations - Branded Cards
Irving, Texas
Hispanic Technology Executive Council
Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes...
16d
| Job Type | Full Time |